Consult Paradigm Brochure (002)

Excellence “We are what we repeatedly do. Excellence, then, is not an act but a habit” — Aristotle

Regulatory Policy

‘Going the extra mile’ is a phrase often used, yet seldom delivered. At Paradigm, ‘going the extra mile’ is in our DNA.

Paradigm Consulting’s Regulatory Policy team provide the following for our Client Firms:  Compliance Manual : The provision of a compliance manual, tailored to your firm’ regulatory permissions (including investment, mortgage, protection, general insurance and equity release)  Compliance Updates : Issued throughout the month, providing you with up to the minute regulatory guidance  Business Monitoring Updates : Regular guidance to help you ensure the delivery of suitable advice to your clients and to help you maintain compliant file keeping records  Technical Updates : Making the complicated stuff simple: For example, taxation changes, pension rule changes, trusts and powers of attorney  Target : A monthly ‘bible’ for all investment firms. Target summarises what is happening across the world of regulation, including a time horizon to help you keep an eye on upcoming change  Technical Guides : In depth studies of specific topics written in plain English

In a world of fast changing regulation, keeping up to date and on top of the latest rules, regulations and requirements can sometimes be one plate too many to keep spinning. This is where our Regulatory Policy team have got your back. Our regulatory radar monitors the whole industry, detecting change and providing you with an early warning system to ensure you are fully informed and prepared. We will supply you with all new material to meet all relevant regulatory change. Our Consultants then help you to implement this into your business. We also keep you fully up to date with industry trends and topical information in order to give you relevant insight for you to share and impress with clients.

A good consultancy is one which delivers on their promise. We pride ourselves in being a great consultancy, always exceeding expectations and providing the very best service and support we can. Our in-depth knowledge and varied experience of our profession allows us to provide bespoke financial adviser support for each and every business we deal with. We know that commodotised, ‘off the shelf’ solutions are simply not appropriate when it comes to the myriad of ways in which a financial adviser practice can be structured and shaped. This same experience enables us to shift and change, not only applying the best possible consultancy support, but doing this in a way which matches your firm’s own needs and aspirations.